CompliancePro® is the only browser-based, automated compliance risk management system for financial institutions.
A vigilant compliance partner, CompliancePro® incorporates regulatory exam procedures with a robust enterprise risk management module that
enables financial institutions to assess compliance risk and to manage and monitor compliance performance efficiently and effectively on a firmwide basis.
CompliancePro®
Exact
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With CompliancePro® Exact, smaller community financial institutions are required to establish
a Compliance Program that includes compliance monitoring and appropriate reporting but may not require the full CompliancePro system.
[ learn more ]
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CompliancePro®
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With CompliancePro®, financial institutions are required to establish a firmwide Compliance Program
that includes compliance monitoring and appropriate reporting. CompliancePro libraries from which to choose are: Bank Compliance, Thrift Compliance, Trust,
Internal Audit/Internal Controls and Information Technology. [ learn more ]
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CompliancePro®
Elite
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With CompliancePro® Elite, regulatory agencies require institutions to establish a firmwide Compliance Risk
Management Program commensurate with the size, complexity and risk level of the institution that adequately identifies, measures, monitors and controls the
institution's compliance risk associated with current and planned activities. CompliancePro libraries from which to choose are: Bank Compliance, Thrift Compliance, Trust,
Internal Audit/Internal Controls and Information Technology. [ learn more ]
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What is CompliancePro?
CompliancePro is the fully automated browser-based software system that enables you to assess the inherent risk in your products/services and
the mitigating controls to lower that risk to the lowest possible level and then to link this residual risk to monitoring procedures-are designed to manage and monitor compliance performance efficiently
and effectively throughout your institution. CompliancePro is the compliance assistance that positions you to optimize your performance, while
minimizing your expenditures of both time and money.
How does it work?
CompliancePro uses the latest technology and an extensive database of compliance, risk assessment, monitoring procedures and reviews that mirror regulatory examination
procedures. It is browser-based, and authorized staff may access CompliancePro from different workstations and different branches.